The COO Roundtable  Episode 17

The COO Roundtable
Episode 17

EP 17 - Vibhaw Arya of Shufro Rose & Brandon McKerney of Columbia Pacific Wealth Management https://pfiadvisors.com/wp-content/uploads/2020/05/Ep-17-1-Final-1.mp3 In the 17th episode of The COO Roundtable, Matt welcomes Vibhaw Arya, Chief Operating Officer at...
The COO Roundtable  Episode 16

The COO Roundtable
Episode 16

EP 16 - David Aaron of Cerity Partners & Jim Atkinson of STA Wealth Management https://pfiadvisors.com/wp-content/uploads/2020/05/Ep-16-2-Final-1.mp3 In the 16th episode of The COO Roundtable, Matt welcomes David Aaron, Partner at Cerity Partners* and Jim...
What Would David Lee Roth  Do If He Owned an RIA?

How Top RIA COOs Are
Responding to COVID-19

Every RIA needs a Business Continuity Plan (it’s SEC-required) and most RIAs are good about updating it every year when they perform their annual compliance review.  Unfortunately, many firms focus on the document itself, and not the actual plan.  If the document is...