Breakaway Lessons from  Wolfgang Van Halen

Breakaway Lessons from
Wolfgang Van Halen

In our work with breakaway advisors, who are venturing out on their own and leaving behind the branding and operational resources of a larger wirehouse or independent broker dealer, we find that the main driver is not extreme anger or a dramatic “straw that broke the...
‘Perfection’ Can Be the Enemy of  A Successful Advisor Transition

How Long Does It Take
to Launch an RIA?

By tackling the largest and most time-consuming tasks first, we believe advisors can launch their RIA in four to six months. When looking to leave the captive employment model and establish their own RIA, advisors often ask, “How long will this take?” and, “How much...