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Operations & Technology

BLOG POSTS PUBLISHED SINCE INCEPTION

The Myth  of Outsourcing

The Myth
of Outsourcing

Regardless of the nature of the task you are looking to outsource, there will always be components that will remain the responsibility of your internal team. As the RIA industry continues to grow...

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The Power Of  A Fee Audit

The Power Of
A Fee Audit

While no one likes having to conduct an internal audit, it is imperative that RIAs confirm (on a regular basis) that the fee rates written on their client contracts match those loaded in their...

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How Should an RIA  Rate Its COO?

How Should an RIA
Rate Its COO?

A COO's role differs with each firm. That makes evaluating their performance all the more complex. During my recent interview with Lisa Cook of Pacific Portfolio Consulting and Erica Farber of...

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How 2021 Will  Differ From 2020

How 2021 Will
Differ From 2020

Regardless of what the pandemic will bring, or not bring, in 2021, the wealth management industry has been changed forever. Everyone is excited to turn the page on 2020.  With several recent...

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Reporting Technology  for RIAs

Reporting Technology
for RIAs

When wirehouse or IBD advisors look to launch their own firm, the main question on their minds is, “How will I recreate the products and services I’ve always offered my clients throughout my career,...

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Why Every RIA  Needs a Data Analyst

Why Every RIA
Needs a Data Analyst

From social media giants to your local grocery store, these days everyone is looking to gather and use client data to run their businesses better— and your RIA should be no exception.  Any RIA not...

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Client Portal:  Build or Buy?

Client Portal:
Build or Buy?

RIA publications and the conference circuit are filled with articles and breakout sessions titled, “The Digitization of Advice” or “The Amazon and Netflix Effect on Our Industry” – all…

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