Breakaway Lessons from  Wolfgang Van Halen

Breakaway Lessons from
Wolfgang Van Halen

In our work with breakaway advisors, who are venturing out on their own and leaving behind the branding and operational resources of a larger wirehouse or independent broker dealer, we find that the main driver is not extreme anger or a dramatic “straw that broke the...
‘Perfection’ Can Be the Enemy of  A Successful Advisor Transition

Client Segmentation
Is Not Evil

It’s not personal, it’s strictly business. Many RIAs struggle with profitability when they attempt to “be all things to all people,” which forces them to offer a wide range of services to clients of all shapes and sizes. As we have previously written, if...