by Anna Maria Garcia | Oct 7, 2019 | Breakaway/RIA Set Up, COO Best Practices
The Fear of Change: A 3-Part Series for RIAs As the RIA industry matures, consolidates, grows, and evolves, many of our clients contemplate M&A transactions, changing their technologies or workflows, or they may strive to break away from their current employer to...
by Anna Maria Garcia | Oct 1, 2019 | COO Best Practices, Operations and Technology
The Fear of Change: A 3-Part Series for RIAs As the RIA industry matures, consolidates, grows, and evolves, many of our clients contemplate M&A transactions, changing their technologies or workflows, or they may strive to break away from their current employer to...
by Anna Maria Garcia | Sep 27, 2019 | COO Best Practices, M&A
The Fear of Change: A 3-Part Series for RIAs As the RIA industry matures, consolidates, grows, and evolves, many of our clients contemplate M&A transactions, changing their technologies or workflows, or they may strive to break away from their current employer to...
by Anna Maria Garcia | Jul 23, 2019 | COO Best Practices, Operations and Technology
In our work with large RIAs looking to increase their scale and efficiency, we often begin with a review of their various systems, people, and processes. We walk through a comprehensive list of their executives, advisors, and employees to better understand the...
by Anna Maria Garcia | May 29, 2019 | Breakaway/RIA Set Up, COO Best Practices, Operations and Technology
As part of our work with breakaway advisory teams, we help coordinate the various RIA systems needed for advisors moving to Independence. We work with the selected technology providers to design an integrated workflow of all systems that cater to the team’s...
